Holding Company Related
Deputy Insurance Commissioner's Annual Letter and Items of Interest:
Developments in Financial Statement Filing/Other Regulatory Requirements
Preparing for a Risk-Focused Financial Examination
Record Retention Guidelines Related to Examinations
Requests for Certified Documents
Holding Company and Related Filings:
The department intends to propose amendments to Chapter 25 of its regulations (regarding Rules and Procedural Requirements for Insurance Holding Company Systems) in 2013. The purpose of these amendments is to update Chapter 25 in accordance with changes made to the Insurance Companies Law by the Act of July 5, 2012 (P. L. 1111, No. 136) (Act 136). These amendments will include revisions to Forms A-E and a new Form F (Enterprise Risk Report). Until such time as the regulations are promulgated in final-form, companies should use the existing versions of the forms currently found in Appendix A of Chapter 25.
Please note, the Department is no longer invoicing for filing fees, they are due with the filing.
Dividends and Other Distributions, notification of intention to pay
Form A, acquisition of control of or merger with a domestic insurer
Form B, insurance holding company system annual registration statement
Form C, summary of registration statement
Form D, prior notice of a transaction
Form E, pre-acquisition notification statement
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