Holding Company Related

Deputy Insurance Commissioner's Annual Letter and Items of Interest:

Developments in Financial Statement Filing/Other Regulatory Requirements
Preparing for a Risk-Focused Financial Examination
Record Retention Guidelines Related to Examinations
Requests for Certified Documents

 

Holding Company and Related Filings:

Please note, the Deparment is no longer invoicing for filing fees, they are due with the filing.

General Guidelines, Filings Requirements Memoradum
Dividends and Other Distributions, notification of intention to pay
Form A, acquisition of control of or merger with a domestic insurer
Form B, insurance holding company system annual registration statement  
Form C, summary of registration statement 
Form D, prior notice of a transaction 
Form E, pre-acquisition notification statement 

 

Back to Financial Filing Requirements