Holding Company Related


  Deputy Insurance Commissioner's Annual Letter and Items of Interest:

Developments in Financial Statement Filing/Other Regulatory Requirements
Preparing for a Risk-Focused Financial Examination
Record Retention Guidelines Related to Examinations
Requests for Certified Documents

Holding Company and Related Filings

The department proposed amendments to Chapter 25 of its regulations (regarding Rules and Procedural Requirements for Insurance Holding Company Systems) as published in The Pennsylvania Bulletin, 43 Pa.B. 5996, on October 12, 2013. The purpose of these amendments is to update Chapter 25 in accordance with changes made to the Insurance Companies Law by the Act of July 5, 2012 (P. L. 1111, No. 136) (Act 136). These amendments include revisions to Forms A-E and a new Form F (Enterprise Risk Report). As no substantial changes to the proposed Forms are anticipated, companies may use the proposed Forms.


Dividends and Other Distributions, notification of intention to pay
Form A, acquisition of control of or merger with a domestic insurer
Form B, insurance holding company system annual registration statement  
Form C, summary of registration statement 
Form D, prior notice of a transaction 
Form E, pre-acquisition notification statement 
Form F, enterprise risk report

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Holding Company and Related Filings: