Drinking Water Program Performance Measures




Water Standards and Facility Regulation Performance Measures

Introduction

In the Department of Environmental Protection (DEP), the Bureau of Water Standards and Facility Regulation administers Pennsylvania's drinking water program. Additionally, DEP's Field Operations Deputate implements the program at the field level. The program assures that all Pennsylvania residents and visitors are protected from microbiological, chemical and radiological contaminants in drinking water. Under the 1905 Public Water Supply Law, Pennsylvania led the nation in waterborne disease outbreaks, averaging eight to ten per year. Today, under the 1984 Safe Drinking Water Act, DEP regulates over 9,700 public water systems serving more than ten million people. Through improved source water protection and water quality regulation, waterborne disease outbreaks are now a very rare occurrence in Pennsylvania's public water systems.

The success of Pennsylvania's drinking water program is attributed to a combination of the following activities within DEP:

  • Source Water Assessment and Protection (visit our SWAP Web page)
  • Permitting, inspections, compliance and enforcement
  • Regulation, policy and guidance development
  • Design standards development
  • Operator training and certification programs
  • Specialized technical / managerial assistance and outreach programs
  • Financial assistance to construct and maintain infrastructure
  • Specialized facility inventory and compliance data systems

The following summary, dated April 2008, contains information on the benefits, outputs and outcomes of Pennsylvania's safe drinking water program. For a detailed report on DEP's specialized filter plant programs, view the performance measures Web page for these programs. You may also wish to visit our Drinking Water Information Web page.

Public Water System Information

For general information on public water systems, visit the U.S. Environmental Protection Agency's groundwater and drinking water Web page.

Below, Figures 1 through 4 provide information on the number of public water systems in various categories. Three of the graphs present information by population group for each type of water system. Water system types include community (CWS), transient noncommunity (TNC), and nontransient noncommunity (NTNC). The population size categories are small (25 to 3,299 people), medium (3,300 to 49,999 people), and large (at least 50,000 people). The fourth graph shows water system type and whether the systems obtain water from groundwater or surface water sources.

For the noncommunity water systems, nearly all systems are in the small population size group (25 to 3,300 people). Likewise, 85% of the community systems are the small group. A downward trend is apparent for all water system types. Transient noncommunity water systems have a more pronounced downward trend than the other two groups. In the past, many transient systems such as schools, service stations, restaurants, and hotels/motels were once in outlying rural areas and operated their own water system. More recently, many have interconnected to nearby community water systems. The slight downward trend for community water systems may be explained by some larger systems taking over smaller systems.

Over 9 million people 75% of the Commonwealth's total population receive some or all of their drinking water from 575 public water systems that use surface water sources or groundwater sources under the direct influence of surface water. By comparison, 94% of the water systems in the state obtain water from groundwater sources but serve a total of 2.8 million people.

Figure 1. Community Water Systems - By Population Group

 
1994
1995
1996
1997
1998
1999
2000
CWS Large 
 30
30 
30 
32 
30 
30 
30 
CWS Med.
277 
282 
284 
282 
291 
287 
291 
CWS Small
 2009
1982 
1962 
1938 
 1911
1900 
1880 
 
2001
2002
2003
2004
2005
2006
2007  
CWS Large 
30 
31 
31 
31 
31 
32 
32 
CWS Med.
290 
292 
291 
291 
294 
294 
296 
CWS Small
1864 
1848 
1846 
1812 
1787 
1781 
1763

Figure 2. NonTransient NonCommunity Systems - By Population Group

 
1994
1995
1996
1997
1998
1999
2000
NTNC Large 
0
NTNC Med.
5
NTNC Small
1439
1326
1299
1273
 1258
1256
1258
 
2001
2002
2003
2004
2005
2006
2007  
NTNC Large 
NTNC Med.
11 
12 
12 
12 
12 
NTNC Small
1260
1244
1220
1208
1177
1152
1163

Figure 3. Transient NonCommunity Systems - By Population Group

 
1994
1995
1996
1997
1998
1999
2000
TNC Large 
0
TNC Med.
11
12 
10
10
10
TNC Small
7017
7087
7143
7082
7044
6971
6921
 
2001
2002
2003
2004
2005
2006
2007  
TNC Large 
TNC Med.
TNC Small
6811
6712
6632
6558
6476
6354
6302

Figure 4. Water System Type and Source Water

 
1994
1995
1996
1997
1998
1999
2000
NTNC - ground 
1420
1304 
1278 
1253 
1240 
1242 
1244 
NTNC - surface
23
26 
27
25
24
22
22 
TNC - ground
6988
7054
7107
7047
7010
6926
6869
TNC - surface
39
41
43
45
42
53
58
CWS - ground
1834
1830
1818
1789
1773
1735
1717
CWS - surface
482
464
458
463
458
480
483
 
2001
2002
2003
2004
2005
2006
2007  
NTNC - ground 
1245 
1229 
1206 
1195 
1167 
1138 
1152 
NTNC - surface
22 
24 
24 
25 
22 
26 
25 
TNC - ground
6761
6659
6574
6500
6419
6297
6244
TNC - surface
55
57
65
62
64
65
64
CWS - ground
1703
1680
1677
1643
1626
1622
1616
CWS - surface
481
490
491
491
486
485
475

Pennsylvania is ranked 7the in total drinking water system infrastructure financing needs, according to the 2003 US Environmental Protection Agency Needs Survey. In this survey, the total identified financial need for Pennsylvania was $10.990 billion. A number of new treatment requirements to further protect public health and safety will add to the need for additional infrastructure in the next ten to fifteen years. In addition, existing infrastructure is aging and will need to be replaced. Figure 5 shows the categorical breakdown of the estimated financing needs as of 2003.

Figure 5. Pennsylvania Drinking Water Infrastructure Needs (2003)

Insufficient state and federal financial resources are available to meet the existing much less future funding needs for constructing, upgrading and maintaining Pennsylvania's infrastructure. These resources need to be maximized through appropriate customer rate structures and local capital planning and budgeting. A number of federal and state financial resources provide low interest loans and grants for Pennsylvania's drinking water infrastructure. These resources have different requirements and eligibility conditions. Additionally, DEP offers training and outreach resources to provide local officials with the necessary managerial and financial tools to plan for the future and insure the long-term sustainability of their water system.

Drinking Water Program Outputs

Below, four graphs and one table provide information relating to the statewide output of the drinking water program, including Permits, Inspections, Enforcement Actions, Penalties and Capability Enhancement. For more information, read DEP's Drinking Water Compliance Report for each calendar year.

Output/Status #1.

DEP staff processed 732 permits across the state in calendar year 2007.

Under the provisions of Chapter 109 Safe Drinking Water, no person may construct or operate a public water system without first obtaining a permit from DEP. Furthermore, no person may substantially modify a water system that is operated under a permit without first obtaining a permit amendment from DEP. Figure 6 shows that, on average, DEP processes approximately 750 permits each calendar year.

Figure 6. Permits Processed in Each Calendar Year

 
 1998 
 1999 
 2000 
 2001 
 2002 
 2003 
 2004 
 2005 
 2006 
 2007 
State-wide
Permits
711 
754 
784 
731 
806 
681 
928 
612 
747 
732

Output/Status #2.

DEP staff conducted 2,776 inspections across the state in calendar year 2007.

DEP's technical field staff conduct several types of inspections at public water systems. A complete or full inspection, also known as a sanitary survey, examines all aspects of the system. These inspections occur every three to five years. Figure 7 shows a drop in the number of inspections in the late 1990's, when efforts were shifted from field work to the implementation of new federal regulations on disinfection byproducts and surface water treatment. The graph nearby shows that, on average, DEP conducts approximately 3,250 inspections each calendar year.

Figure 7. Inspections Conducted in Each Calendar Year

 
 1998 
 1999 
 2000 
 2001 
 2002 
State-wide
Inspections
4769
4554
3177
2656
2873
 
 2003 
 2004 
 2005 
 2006 
 2007 
State-wide
Inspections
2613
2644
3013
2803
2776

Output/Status #3.

DEP staff completed 8,476 enforcement actions across the state in calendar year 2007.

DEP is authorized under the Pennsylvania Safe Drinking Water Act (Act) and other environmental statutes and regulations to take actions it deems necessary for effective enforcement. DEP's technical field staff may take enforcement action against a public water system during on-site inspections or in response to self-monitoring violations. Figure 8 reveals an increased number of enforcement actions due to the growing complexity of regulations and the increased number of regulated contaminants. On average, DEP takes approximately 6,375 enforcement actions each calendar year.

Figure 8. Enforcement Actions Taken in Each Calendar Year

 
 1998 
 1999 
 2000 
 2001 
 2002 
State-wide
Enforcements
4316 
4626 
5731 
5785 
6845 
 
 2003 
 2004 
 2005 
 2006 
 2007 
State-wide
Enforcements
5768 
8177 
9560 
9647 
8476

Output/Status #4.

DEP staff assessed 91 penalties in the state in calendar year 2007.

Under the Act, DEP is authorized to assess and collect civil penalties, fines, and/or other fees for each violation. A penalty may be assessed whether or not the violation is willful or negligent. Figure 9 shows the number of penalty actions performed across the state has averaged approximately 28 per calendar year.

Figure 9. Penalties Assessed in Each Calendar Year

 
 1998 
 1999 
 2000 
 2001 
 2002 
State-wide
Penalties
27
20 
39 
22
17
 
 2003 
 2004 
 2005 
 2006 
 2007 
State-wide
Penalties
25
30
42
67
91

Output/Status #5.

Statewide, DEP has provided on-site, hands-on technical, managerial and financial capability enhancement assistance to an average of over 50 drinking water systems per year in the past six years.

These compliance assurance activities are provided as part of the Capability Enhancement, Outreach Assistance Provider and Engineering Services Programs. Activities are accomplished through contract agreements with an engineering firm, non-profit industry associations, and certified operators of water systems who work part-time for DEP. Table 1 shows a summary of the number of systems that initiated participation in the programs each year.

Table 1. Number of Systems Receiving On-Site Assistance

PROGRAM 2000 2001 2002 2003 2004 2005
 Capability
 Enhancement
  
 34
40 
27 
13 
18 
 Engineering Services
22 
 Drinking Water
 Outreach Assistance       
  
44 
27 
29 
26 
   TOTAL
100 
71 
41 
45 
45 

For information on the Outreach Assistance Provider Program visit the On-Line Technical Assistance page.

Output/Status #6.

In the past six years, an average of 72 drinking water systems have received $540 million through a number of different loan and grant programs.

Programs that provide financial assistance include the Pennsylvania Infrastructure Investment Authority (PENNVEST) Program, the Federal Drinking Water State Revolving Loan Fund Programs, the Growing Greener Innovative Technology Grant Program, the Growing Greener Drinking Water and Wastewater Treatment Infrastructure Construction and Enhancement Program and the Federal Special Appropriations Program, and State Safe Water Grant Program. DEP staff members work with DEP regional staff, PENNVEST, the Environmental Protection Agency and local officials to facilitate the coordination and implementation of these funding programs. Table 2 shows a summary of the drinking water systems that have received assistance since the year 2000, and Table 3 provides the amount of funding.

Table 2. Number of Drinking Water Systems Receiving Financial Assistance

Program
 2000
 2001  2002  2003  2004
 2005
 PENNVEST (State $)
 14
28
35
15
19
11
 State Revolving Loan Fund 
37
11
16
14
10
18
 Growing Greener Innovative
 Technology Grants  
11
0
0
2
1
5
 Federal Special Appropriations
 5
4
4
4
9
8
 Safe Water Grant 
3
9
44
28
25
40
 Growing Greener 2
  
  
  
  
  
0
TOTAL
70
52
99
63
64
82

Table 3. Amount of Funding Received by Drinking Water Systems

Program
2000
2001
2002
PENNVEST
(State $)
 17,890,902
 67,220,153
56,217,080 
State Revolving
Loan Fund
 61,763,658
58,167,030
48,105,625 
Growing Greener
Innovative
Technology
Grants
 1,094,000
Federal Special
Appropriations
 6,269,248
1,742,000 
2,407,100 
Safe Water Grant
 2,375,000
1,640,000 
3,303,769 
TOTAL $
 89,392,808
128,769,183 
110,030,574 
Program
2003
2004
2005
PENNVEST
(State $)
50,175,308 
31,265,878 
10,491,540 
State Revolving
Loan Fund
34,260,957 
25,926,287 
45,144,596 
Growing Greener
Innovative
Technology
Grants
347,770 
6,750 
1,572,303 
Federal Special
Appropriations
1,674,000 
2,568,000 
1,804,050