Securities

     • Corporation Finance
     • Chief Accountant Office
     • Licensing, Compliance and Examinations

Click here to find out the lastest industry news

Click here to find who to contact if you have a question or want to file a complaint.

 

6/25/14
Amendments to the PA Securities Act of 1972
Following the October 1, 2012, merger of the PA Securities Commission into the PA Department of Banking to create the PA Department of Banking and Securities, Act 52 of 2014 was signed into law, designed to update the 1972 Act as a result of the merger and recent changes in both federal and state securities laws.

 

Please Note: the address for securities-related mail and deliveries has changed to 17 North 2nd Street, Suite 1300, Harrisburg PA 17101-2290.