Corporation Finance

The Corporation Finance Office is responsible for reviewing all securities offerings filed with the Department of Banking and Securities under the Pennsylvania Securities Act of 1972  In their reviews, division staff members follow uniform statements of policy adopted by the North American Securities Administrators Association. The division also periodically issues regulatory releases, which provide guidance to companies seeking to raise capital from the public.

Please Note: the address for securities-related mail and deliveries has changed to 17 North 2nd Street, Suite 1300, Harrisburg PA 17101-2290. Please mark any mail intended for the Corporation Finance Office "Attention Corporation Finance."

For corporation finance issues or questions, call 717.783.4223.

Securities Registered for Sale in Pennsylvania

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