Recent Enforcement Actions

9/19/12
Lawson Bros. Quality Auto, Inc.
Lawson Bros. Quality Auto, Inc. has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Motor Vehicle Sales Finance Act.
 
9/18/12
SI Mortgage Company

SI Mortgage Company has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Mortgage Licensing Act.
 
9/17/12
FIRMA Foreign Exchange Corporation (U.S.) Ltd.
FIRMA Foreign Exchange Corporation (U.S.) Ltd. has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Money Transmitter Act.
 
9/11/12
Prime Motors, Inc.
Prime Motors, Inc. has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Motor Vehicle Sales Finance Act.
 
9/5/12
Coke’s Auto
Coke’s Auto has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Motor Vehicle Sales Finance Act.

 

 

     2012 Enforcement Actions

     2011 Enforcement Actions

     2010 Enforcement Actions

     2009 Enforcement Actions


     2008 Enforcement Actions

     Securities Enforcement Actions Searchable Database


Current Issued Orders
In some cases, the Department may also issue orders while they are still subject to appeal.

Note:  To search all previous enforcement actions use the "search banking" box on the bottom portion of the left navigation. example; "2007 John Doe"

The Department of Banking publishes information about licensees who have had their licenses suspended and applications that have been denied.

     •
License Denials

     • License Suspensions